Filter recent transactions
Joint Broker
EQTEC plc
£3.75m
fundraise
Jul 2022
Broker
CyanConnode Holdings plc
£2m
oversubscribed placing
Mar 2022
Joint Broker
Challenger Energy
£7.3m
fundraising comprising a firm and conditional placing and broker option
Mar 2022
Nominated Adviser & Broker
Ondine Biomedical
$30m
oversubscribed IPO and admission to AIM
Dec 2021
Broker
Technology Minerals Plc
£1.5m
oversubscribed IPO and Main Market Standard Listing
Nov 2021
Broker and Nominated Adviser
Arrow Exploration Corp.
c$15m
fundraise and admission to AIM
Oct 2021
Sole Bookrunner
SIMEC Atlantis Energy Limited
£2.6m
oversubscribed placing
Sep 2021
Nominated Adviser and Joint Broker
Ethernity Networks Limited
£4.2m
oversubscribed placing and subscription
Sep 2021
Nominated Adviser & Broker
Haydale Graphene Industries plc
£5.1m
oversubscribed placing
Sep 2021
Nominated Adviser & Broker
Sutton Harbour Group plc
£3.5m
open offer
Aug 2021
Nominated Adviser & Broker
Assetco plc
£25m
raise
Jul 2021
Joint Broker
Poolbeg Pharma PLC
£25m
IPO, admission to AIM and oversubscribed fundraise
Jul 2021
NOMAD and Financial Adviser
Open Orphan PLC
£50m
successful de-merger of
Poolbeg Pharma
Jul 2021
Joint Bookrunner
Petro Matad Limited
US$10.4 million
placing
Jul 2021
Broker
Westminster Group plc
£2.5m
oversubscribed placing
Jun 2021
Nominated Adviser & Broker
CyanConnode Holdings plc
£3.15m
oversubscribed placing
Jun 2021
Joint Broker
EQTEC plc
£16m
oversubscribed placing and subscription
Jun 2021
Nominated Adviser & Broker
Glantus Holdings plc
£14m
IPO and Admission to AIM
Oversubscribed placing
May 2021
Rule 3 Adviser
Gulfsands Petroleum Plc
Rule 9 Unconditional Mandatory Offer from Waterford Finance & Investment Limited
May 2021
Nominated Adviser and Joint Broker
Plant Health Care plc
$10m
oversubscribed placing and subscription
Mar 2021
Bookrunner and Joint Broker
Jersey Oil & Gas plc
£15m
oversubscribed placing
Mar 2021
Broker and Nominated Adviser
Maestrano Group plc
£2m
oversubscribed placing
Mar 2021
Nominated Adviser and Joint Broker
Dekel Agri-Vision plc
£3.5m
oversubscribed placing
Jan 2021
Financial Adviser
AWH Solicitors
Successful private fundraise
Jan 2021
Advisor
AssetCo plc
29.8 per cent acquisition of shares by a new investor group led by Martin Gilbert
Jan 2021
Financial Adviser & UK Broker
MelodyVR Group PLC
acquisition of legendary music streaming service Rhapsody Napster and the associated $35m equity and debt fundraising
Dec 2020
Broker
Westminster Group plc
£5m
placing
Dec 2020
Nominated Adviser & Broker
AssetCo plc
£26.9m
tender offer and accelerated whitewash
Dec 2020
Nominated Adviser, Broker and Joint Bookrunner
Serinus Energy plc
$21m
oversubscribed placing
Nov 2020
Advisor
Anexo Group plc
£50m
acquisition of shares by a major new shareholder, DBAY Advisors Limited
Nov 2020
Nominated Adviser & Broker
Haydale Graphene Industries plc
£3m
oversubscribed placing
Sep 2020
Nominated Adviser & Broker
7digital Group plc
£6m
oversubscribed fundraise
Sep 2020
Joint Bookrunner
Simec Atlantis Energy
£7.5m
fundraise
Aug 2020
Broker
EQTEC plc
£10m
oversubscribed placing
Jul 2020
Nominated Adviser and Joint Broker
Anexo Group plc
£11m
successful placing
May 2020
Nominated Adviser and Joint Broker
Open Orphan plc
£12m
oversubscribed placing
May 2020
Financial Adviser
Taylor Rose TTKW Limited
Acquisition of McMillan Williams Solicitors
May 2020
Nominated Adviser & Broker
EVR Holdings plc
$12m
placing and secondary sell down
Mar 2020
Nominated Adviser & Broker
Plant Health Care plc
$4.6m
oversubscribed fundraising
Feb 2020
Nominated Adviser and Joint Broker
Open Orphan plc
£5.3m
oversubscribed placing
Jan 2020
Nominated Adviser & Sole Broker
The Ince Group plc
£12m
placing
Jan 2020
Joint Broker
Amerisur Resources plc
£242m
recommended cash and share offer by GeoPark Colombia
Nov 2019
Broker
InfraStrata plc
£6m
placing to finance the acquisition of Harland and Wolff
Nov 2019
Nominated Adviser and Broker
Pantheon Resources PLC
$10.7m
Oversubscribed Capital Raising
Jul 2019
Financial & Nominated Adviser & Broker
SEC S.p.A.
£4.5m
Proposed all share merger with Porta Communications plc
Jun 2019
Nominated Adviser and Joint Broker
Venn Life Sciences
Acquisition of Open Orphan, Reverse Takeover and £4.5m Placing
Jun 2019
Joint Broker
A&J Mucklow Group plc
£415m
Recommended cash and share offer by LondonMetric Property PLC creating a £2.3bn combined group
May 2019
Nominated Adviser and Joint Broker
Verseon Corporation
$10.7 million
Subscription for shares
Mar 2019
Nominated Adviser and Broker
Haydale Graphene Industries plc
£5.8 million
fundraise
Mar 2019
Broker
CloudCall plc
£2.4 million
Oversubscribed placing
Jan 2019
Adviser and Sole Broker
Gordon Dadds Group plc
£11.5 million
Capital raising and acquisition of Ince & Co
Jan 2019
Nominated Adviser and Broker
Pantheon Resources PLC
$20.9 million
Capital raising and acquisition of Great Bear
Dec 2018
Nominated Adviser and Broker
Hydrodec Group Plc
£10m
Placing and £1.2m Open Offer
Oct 2018
Nominated Adviser and Broker
Big Sofa Technologies Group plc
£1.68m
fundraise
Oct 2018
Joint Broker
CyanConnode Holdings plc
£5.6 million
Placing, Subscription and Open Offer
Oct 2018
Broker
Jangada Mines PLC
£2.1m
fundraise
Sep 2018
Broker
Rainbow Rare Earths Limited
$2m
fundraise
Aug 2018
Nominated Adviser and Broker
Trackwise Designs plc
£7m
oversubscribed placing and AIM IPO
Jul 2018
Nominated Adviser and Broker
Anexo Group plc
£25m
placing and AIM IPO
Jun 2018
Joint Broker
Harvest Minerals Limited
£9.7m
placing
Jun 2018
Broker
Maestrano Group PLC
£6m
successful IPO raising
May 2018
Joint Bookrunner
Zotefoams plc
£20.6m
placing
May 2018
Settlement Agent
Crusader Resources Limited
£3.6m
fundraise and AIM IPO
Apr 2018
Sponsor and Broker
Palace Capital plc
Move from AIM to premium list of the Main Market
Mar 2018
Joint Broker
Reabold Resources plc
£7.8m
placing
Feb 2018
Joint Broker
Plant Healthcare plc
£5m
placing and subscription
Feb 2018
Nominated Adviser and Broker
Deltex Medical Group PLC
£2.25m placing, subscription and offer
Feb 2018
Broker and Nominated Adviser
7digital Group PLC
£8.5m placing, open offer and offer for subscription
Dec 2017
Joint Broker and Bookrunner
Rainbow Rare Earths Limited
£2.8m placing
Dec 2017
Broker and Bookrunner
Jersey Oil and Gas PLC
£23.8m placing and offer for subscription
Nov 2017
Joint Broker
CloudCall Group plc
£5.7m Oversubscribed placing
Oct 2017
Broker
Haydale Graphene Industries plc
£9.3m placing and offer for subscription
Oct 2017
Lead Bookrunner and Joint Broker
Palace Capital plc
£70m fundraise to support the acquisition of R T Warren
Oct 2017
Sponsor and Broker
Macfarlane Group PLC
£8m placing to part fund the acquisition of Greenwood Stock Boxes
Sep 2017
Broker and Nominated Adviser
Gordon Dadds Group PLC
Reverse takeover, oversubscribed fundraising and re-admission to AIM
Aug 2017
Broker and Nominated Adviser
Ethernity Networks Ltd
Oversubscribed fundraising and IPO
Jun 2017
Broker
Jersey Oil and Gas PLC
£1.6m Oversubscribed placing
Nov 2016
Placing Agent
SKIL Ports and Logistics Ltd
£37.6m placing and open offer
SKIL Ports and Logistics Limited – was established to develop, own and operate port and logistics facilities in India
Nov 2016
Broker
Satellite Solutions Worldwide Group plc
£12.1m Equity Placing to fund transformational acquisitions
Aug 2016
Rule 3 Adviser
Hydro International plc
recommended offer for its entire issued and to be issued share capital by Ely Acquisition Limited
Aug 2016
Rule 3 Adviser
DRS Data & Research Services plc
£6.5m recommended offer for its entire issued and to be issued share capital by AQA Education
Aug 2016
Sponsor and Broker
Macfarlane Group PLC
£5.8m Placing
Jul 2016
Nominated Adviser
Good Energy Group PLC
£3.1m Public Offer of New Equity
Jun 2016
Sponsor
Caffyns plc
Class 1 disposal of Land Rover dealership in East Sussex
Apr 2016
Financial Adviser
cloudBuy plc
£5.75m the issue of new ordinary shares & a short term bridging facility
Apr 2016
Rule 3 Adviser
Tower Gate Group plc
Recommended offer for entire issued and to be issued share capital by MJH Group Holdings
Apr 2016
Joint Broker and Bookrunner
Eclectic Bar Group PLC
£9.5m Placing to raise proceeds
Apr 2016
Corporate Adviser and Joint Broker
DagangHalal Plc
Admission to trading on ISDX Growth Market & placing & subscription raising c£4.2m from investors in the UK and Malaysia
Apr 2016
Lead Manager
Park Group plc
Parties associated with Peter Johnson, Chairman of Park Group plc
On his £32.6m placing of Park Group plc shares
Dec 2015
Nominated Adviser and Broker
Greenko Group PLC
Sale of Greenko Mauritius
Nov 2015
Nominated Adviser and Broker
Mirada plc
£1.5m placing
Nov 2015
Nominated Adviser and Broker
Gfinity PLC
£1m placing
Nov 2015
Nominated Adviser and Broker
Empresaria Group plc
£3.3m placing and acquisition of Pharmaceutical Strategies
Oct 2015
Joint Financial Adviser and Broker
S&U plc
£82.5m disposal
Aug 2015
Sponsor
Laura Ashley Holdings plc
£31m property acquisition
Jun 2015
Lead Broker and Bookrunner
Palace Capital plc
£20m placing
Jun 2015
Broker
Satellite Solutions Worldwide PLC
£2.25m Subscription to raise and admission to AIM
May 2015
Placing Agent
First Derivatives plc
£15.3m placing
Mar 2015
Nominated Adviser and Lead Broker
InfraStrata plc
£2.1m placing
Feb 2015
Nominated Adviser and Broker
Gfinity PLC
£3.5m Placing and admission to AIM
Dec 2014
Financial Adviser & Broker
Macfarlane Group plc
£3m placing
Oct 2014
Nominated Adviser and Broker
AudioBoom Group plc
£11.6m Placing
Oct 2014
Lead Broker and Bookrunner
Palace Capital plc
£20m placing
Aug 2014
Nominated Adviser and Broker
Mirada plc
£3.5m placing of new shares and £1.2m placing of existing shares
Jul 2014
Nominated Adviser and Broker
Deltex Medical Group plc
£4.5m placing and open offer
Jun 2014
Nominated Adviser and Broker
Greenko Group plc
$550m bond issue
Jun 2014
Financial Adviser & Broker
Ceramic Fuel Cells Limited
£3.4m placing and $8.5 cash flow investment agreement
May 2014
Financial Adviser & Broker
S&U plc
Origination of £30m seven year debt facility
May 2014
Nominated Adviser and Broker
Galasys
£3.1m AIM IPO raising
May 2014
Nominated Adviser and Broker
AudioBoom Group plc
Reverse takeover and readmission to AIM
May 2014
Joint Broker
Redhall Group plc
£7.5m placing
Mar 2014
Financial Adviser & Broker
KSK Power Ventur plc
£20.7m placing
Feb 2014
Financial Adviser & Broker
A&J Mucklow Group plc
£14.2m placing
Feb 2014
Financial Adviser
Berjaya Philippines Incorporated
Cash offer to acquire H.R.Owen Plc
Oct 2013
Lead Broker and Bookrunner
Palace Capital plc
£23.5m placing, reverse takeover and restoration of trading to AIM
Oct 2013
Nominated Adviser and Broker
InfraStrata plc
£1m placing
Sep 2013
Nominated Adviser and Broker
Park Group plc
£4.4m placing
May 2013
Nominated Adviser and Broker
Greenko Group plc
£100m strategic investment
Apr 2013
Joint Broker
Regenersis plc
£9m placing
Mar 2013
Joint Broker
Advanced Computer Software Group plc
£44m placing
Feb 2013
Nominated Adviser and Broker
Deltex Medical Group plc
£2.5m placing
Jan 2013
Nominated Adviser and Broker
Indus Gas Limited
£92m Placing
Dec 2012
Placing Agent
ZincOx Resources plc
£6.5m placing
Nov 2012
Rule 3 Adviser
Titan Europe plc
Recommended Offer from Titan International Inc.
Oct 2012
Nominated Adviser and Broker
Park Group plc
£32m placing
Oct 2012
Nominated Adviser and Broker
iEnergizer plc
£62.7m placing
Sep 2012
Nominated Adviser and Broker
Greenko Group plc
£5m placing
Aug 2012
Nominated Adviser and Broker
Deltex Medical Group plc
£1.5m placing
Apr 2012
Financial Adviser & Broker
KSK Power Ventur plc
£39.5m placing
Mar 2012
Rule 3 Adviser
Network Group Holdings plc
£20m Recommended Offer NGH Topco Limited
Feb 2012
Rule 3 Adviser
Victoria plc
Circular re Requisitioned General Meeting
Jan 2012
Nominated Adviser and Broker
Sutton Harbour Holdings plc
£6m placing
Dec 2011
Nominated Adviser and Broker
iEnergizer plc
£7m placing
Dec 2011
Financial Adviser & Broker
Trifast plc
£8m placing
Nov 2011
Nominated Adviser and Broker
Great Eastern Energy Corporation Limited
£10m placing
Nov 2011
Nominated Adviser and Broker
Nandan plc
£16m IPO raising
Oct 2011
Joint Broker and Bookrunner
Pendragon PLC
£75m Rights Issue
Jul 2011
Nominated Adviser and Broker
Greenko Group plc
£50m placing
Jun 2011
Nominated Adviser and Broker
Deltex Medical Group plc
£2m placing
Apr 2011
Nominated Adviser and Broker
Assetco plc
£16m placing
Mar 2011
Nominated Adviser and Broker
Indus Gas Limited
£126m Placing
Jan 2011
Financial Adviser & Broker
Hardy Oil & Gas plc
£6.6m Placing
Dec 2010
Sponsor
Hardy Oil & Gas plc
Related Party Disposal
Oct 2010
Nominated Adviser and Broker
iEnergizer plc
£37m IPO raising
Sep 2010
Sponsor
DRS Data & Research plc
Class 1 and Related Party Disposal
Sep 2010
Nominated Adviser and Broker
KSK Power Ventur plc
£79m placing
Sep 2010
Nominated Adviser and Broker
Greenko Group plc
£72m placing
Feb 2010
Broker
Brewin Dolphin plc
£14m placing
Dec 2009
Nominated Adviser and Broker
Andor Technology plc
£3m placing
Dec 2009
Nominated Adviser and Broker
Great Eastern Energy Corporation Limited
£36m placing
Nov 2009
Nominated Adviser and Broker
Deltex Medical Group plc
£2m placing
Oct 2009
Joint Rule 3 Adviser & Broker
Claimar Care Group plc
£20m Recommended offer by House 21
Oct 2009
Nominated Adviser and Broker
Indus Gas Limited
£100m Placing
Sep 2009
Nominated Adviser and Broker
Greenko Group plc
Advice on $46 million subscription by GEF
Sep 2009
Nominated Adviser and Broker
ClearStream Technologies Group plc
£3.4m placing
Aug 2009
Nominated Adviser and Broker
Indian Energy plc
£9.75m IPO raising
Aug 2009
Broker
Sutton Harbour Holdings plc
£7m placing
Aug 2009
Nominated Adviser and Broker
Assetco plc
£7.8m placing
Jul 2009
Financial Adviser & Broker
Hardy Oil & Gas plc
£11m placing
Apr 2009
Nominated Adviser and Broker
KSK Power Ventur plc
£32.5m placing
Apr 2009
